At CFR Associates the client comes first, we put our clients at the center of everything we do, we understand what your compliance needs are. We invest in the success of your business by providing the best affordable solutions and dedicated service customized to your needs. Outsourcing is a strong business tactic that ultimately is a superior approach to regulatory compliance. We are a full-service securities compliance consulting firm providing direct support to broker/dealers.

CFR Associates provides broker dealers, investment advisers and hedge fund managers with the services needed to support compliance. Founded in 2002 to fill the; compliance, AML, Internal Audit, Special Projects and Financial Principal needs of small and medium size firms.

We address the challenges facing your institution in an increasingly complex regulatory environment. We provide sophisticated and comprehensive solutions that enable you to meet a multiplicity of regulatory requirements in order to be fully compliant.